DANIEL DICKINSON - 06 Feb 2023 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Director
Signature
/s/ Nicole Puza, POA for Daniel M. Dickinson
Issuer symbol
CAT
Transactions as of
06 Feb 2023
Transactions value $
-$1,524,905
Form type
4
Filing time
07 Feb 2023, 12:54:08 UTC
Previous filing
10 Jun 2022
Next filing
15 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Sale -$1,524,905 -6,070 -55% $251.22 5,038 06 Feb 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $251.1050 to $251.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2 Includes adjustments for dividends accrued.