Peter Denk - 01 Apr 2023 Form 3 Insider Report for Eaton Corp plc (ETN)

Role
Officer
Signature
/s/ Lizbeth L. Wright, as Attorney-in-Fact
Issuer symbol
ETN
Transactions as of
01 Apr 2023
Transactions value $
$0
Form type
3
Filing time
03 Apr 2023, 19:40:55 UTC
Next filing
08 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ETN Ordinary Shares 5.07K 01 Apr 2023 Direct
holding ETN Ordinary Shares 60 01 Apr 2023 by family member

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ETN Restricted Stock Units 01 Apr 2023 Ordinary Shares 257 $0.00 Direct F1, F2
holding ETN Restricted Stock Units 01 Apr 2023 Ordinary Shares 571 $0.00 Direct F2, F3
holding ETN Restricted Stock Units 01 Apr 2023 Ordinary Shares 386 $0.00 Direct F2, F4
holding ETN Restricted Stock Units 01 Apr 2023 Ordinary Shares 1.24K $0.00 Direct F2, F5
holding ETN Stock Option 01 Apr 2023 Ordinary Shares 2.02K $80.49 Direct F6
holding ETN Stock Option 01 Apr 2023 Ordinary Shares 4.15K $98.21 Direct F7
holding ETN Stock Option 01 Apr 2023 Ordinary Shares 3.9K $130.86 Direct F8
holding ETN Stock Option 01 Apr 2023 Ordinary Shares 2.4K $151.76 Direct F9
holding ETN Stock Option 01 Apr 2023 Ordinary Shares 4.45K $171.30 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F2 This field is not applicable.
F3 These restricted stock units were granted on February 23, 2021 and vest as follows: 30% on the second and third anniversary of the grant date and the remaining 40% on the fourth anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F4 These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F5 These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer.
F6 These stock options were granted on February 26, 2019 and are fully vested and exercisable.
F7 These stock options were granted on February 25, 2020 and are fully vested and exercisable.
F8 These stock options were granted on February 23, 2021 and become exercisable as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F9 These stock options were granted on February 22, 2022 and become exercisable as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.
F10 These stock options were granted on February 22, 2023 and become exercisable as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date.

Remarks:

President - Vehicle Group of Eaton Corporation, a subsidiary of the Issuer. Power of Attorney is attached hereto as Exhibit 24.