Dirk Ole Hoefelmann - 03 Mar 2023 Form 4 Insider Report for PLUG POWER INC (PLUG)

Role
GM, Electrolyzers & Exec VP
Signature
/s/ Gerard L. Conway, Jr, as Attorney-in-Fact
Issuer symbol
PLUG
Transactions as of
03 Mar 2023
Transactions value $
-$466,470
Form type
4
Filing time
13 Apr 2023, 17:18:32 UTC
Previous filing
27 Apr 2023
Next filing
14 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLUG Common Stock Tax liability -$466,470 -34,994 -11% $13.33 280,064 03 Mar 2023 Direct F1, F2
holding PLUG Common Stock 1,517 03 Mar 2023 401(k) Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Dirk Ole Hoefelmann is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards.
F2 Pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, each share was tendered to Issuer at the price per share on the closing date of March 2, 2023, which is the date prior to the date withholding was effected.
F3 The Reporting Person holds 1,517 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of March 31, 2023.