Douglas J. Herrington - 15 May 2023 Form 4 Insider Report for AMAZON COM INC (AMZN)

Role
CEO Worldwide Amazon Stores
Signature
/s/ by Mark F. Hoffman as attorney-in-fact for Douglas J. Herrington, CEO Worldwide Amazon Stores
Issuer symbol
AMZN
Transactions as of
15 May 2023
Net transactions value
-$426,549
Form type
4
Filing time
17 May 2023, 16:37:13 UTC
Previous filing
03 May 2023
Next filing
23 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMZN Common Stock, par value $.01 per share Options Exercise $0 +9,659 +1.7% $0.000000 561,957 15 May 2023 Direct
transaction AMZN Common Stock, par value $.01 per share Sale $208,701 -1,900 -0.34% $109.84 560,057 15 May 2023 Direct F1, F2
transaction AMZN Common Stock, par value $.01 per share Sale $173,140 -1,564 -0.28% $110.70 558,493 15 May 2023 Direct F1, F3
transaction AMZN Common Stock, par value $.01 per share Sale $44,708 -400 -0.07% $111.77 558,093 15 May 2023 Direct F1, F4
holding AMZN Common Stock, par value $.01 per share 6,552 15 May 2023 Amazon.com 401(k) plan account

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMZN Restricted Stock Unit Award Options Exercise $0 -9,659 -4.6% $0.000000 198,105 15 May 2023 Common Stock, par value $.01 per share 9,659 $0.000000 Direct F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/23/2022.
F2 Represents the weighted average sale price. The highest price at which shares were sold was $110.28 and the lowest price at which shares were sold was $109.31.
F3 Represents the weighted average sale price. The highest price at which shares were sold was $111.23 and the lowest price at which shares were sold was $110.33.
F4 Represents the weighted average sale price. The highest price at which shares were sold was $112.07 and the lowest price at which shares were sold was $111.46.
F5 Converts into Common Stock on a one-for-one basis.
F6 This award vests based upon the following vesting schedule: 39,466 shares on each of November 15, 2022 and February 15, 2023; 9,659 shares on each of May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024; 13,753 shares on each of May 15, 2024, August 15, 2024, and November 15, 2024; 13,752 shares on February 15, 2025; 11,960 shares on May 15, 2025; 11,959 shares on each of August 15, 2025, November 15, 2025, and February 15, 2026; 9,353 shares on May 15, 2026; 9,352 shares on each of August 15, 2026, November 15, 2026, and February 15, 2027; 7,218 shares on each of May 15, 2027, August 15, 2027, and November 15, 2027; and 7,217 shares on February 15, 2028.

Remarks:

The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.