JOHN BOLDUC - 16 May 2023 Form 4 Insider Report for WhiteHorse Finance, Inc. (WHF)

Role
Director
Signature
/s/ Marco Collazos, Attorney-in-Fact for John Bolduc
Issuer symbol
WHF
Transactions as of
16 May 2023
Transactions value $
$151,148
Form type
4
Filing time
18 May 2023, 19:47:21 UTC
Previous filing
15 May 2023
Next filing
23 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WHF Common Stock, par value $0.001 per share Purchase $97.2K +8.3K +4.27% $11.71 203K 16 May 2023 See Footnote F1, F3
transaction WHF Common Stock, par value $0.001 per share Purchase $49.5K +4.25K +2.18% $11.65 199K 16 May 2023 See Footnote F2, F4
transaction WHF Common Stock, par value $0.001 per share Purchase $4.44K +383 +0.19% $11.60 203K 18 May 2023 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.
F2 Mr. Bolduc is a member of Bolduc Investments X, LLC, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Investments X, LLC, except to the extent of his pecuniary interest therein.
F3 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.66 to $11.75, inclusive. Mr. Bolduc undertakes to provide to WhiteHorse Finance, Inc., any security holder of WhiteHorse Finance, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (3) and (4) to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.64 to $11.67, inclusive.