GREGG A. BRESNER - 24 May 2023 Form 4 Insider Report for CION Investment Corp (CION)

Role
President & CIO
Signature
/s/ Gregg A. Bresner
Issuer symbol
CION
Transactions as of
24 May 2023
Transactions value $
$39,520
Form type
4
Filing time
26 May 2023, 20:00:20 UTC
Previous filing
02 Sep 2022
Next filing
02 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common Stock, $0.001 par value Purchase $9,910 +1,000 +2.49% $9.91 41,099 24 May 2023 See Footnote F1, F2
transaction CION Common Stock, $0.001 par value Purchase $9,810 +1,000 +2.43% $9.81 42,099 25 May 2023 See Footnote F3, F4
transaction CION Common Stock, $0.001 par value Purchase $19,800 +2,000 +4.75% $9.9 44,099 26 May 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 6,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts.
F2 Purchase by an IRA of the Reporting Person.
F3 Includes 7,500 shares of which certain investment retirement accounts are the record holder. Mr. Bresner is the indirect beneficial owner with sole voting and investment power with respect to the shares held by the investment retirement accounts.
F4 Includes two purchases by two IRAs of the Reporting Person at the same price.