Jeffrey Westphal - Jul 12, 2023 Form 4/A - Amendment Insider Report for Vertex, Inc. (VERX)

Role
10%+ Owner
Signature
/s/ Joshua Levine, Attorney-in-Fact
Stock symbol
VERX
Transactions as of
Jul 12, 2023
Transactions value $
-$1,523,761
Form type
4/A - Amendment
Date filed
9/19/2023, 09:30 PM
Date Of Original Report
Jul 14, 2023
Previous filing
Jul 5, 2023
Next filing
Aug 3, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VERX Class A Common Stock Sale -$1.52M -80.6K -1.42% $18.90 5.58M Jul 12, 2023 By The 2009 Jeffrey R. Westphal Generation Skipping Trust F1, F2, F3
holding VERX Class A Common Stock 2.18M Jul 12, 2023 See Footnote F3, F4
holding VERX Class A Common Stock 7.9K Jul 12, 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On July 14, 2023, the Reporting Person filed a Form 4 which inadvertently stated that the amount of securities sold on July 12, 2023 was 80,816 shares of Class A Common Stock, rather than 80,618 shares of Class A Common Stock. This amendment reports the correct amount of securities sold on July 12, 2023.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.80 to $19.05.
F3 The total amount of shares of Class A Common Stock reported in column 5 reflects the Reporting Person's beneficial ownership as of September 19, 2023.
F4 Represents shares held by The 2009 Jeffrey R. Westphal Generation-Skipping Sub-Trust for Jenifer R. Westphal, of which the Reporting Person's spouse is trustee.