Digital Transformation Sponsor LLC - Sep 20, 2023 Form 4 Insider Report for American Oncology Network, Inc. (AONC)

Role
10%+ Owner
Signature
/s/ Kevin Nazemi, Manager of Digital Transformation Sponsor LLC
Stock symbol
AONC
Transactions as of
Sep 20, 2023
Transactions value $
$0
Form type
4
Date filed
9/20/2023, 10:24 PM
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AONC Class A Common Stock Other $0 +8.11M $0.00 8.11M Sep 20, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AONC Warrants Other +6.11M 0 Sep 20, 2023 Common Stock 0 $11.50 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents Class A common stock converted into shares of Class A common stock of American Oncology Network, Inc. ("New AON") through a series of transactions pursuant to that certain Business Combination Agreement, dated June 14, 2023, as amended, by and among the Issuer, American Oncology Network, LLC, a Delaware limited liability company, GEF AON Holdings Corp., a Delaware corporation, and DTOC Merger Sub, Inc., a Delaware corporation and a direct, wholly-owned subsidiary of the Issuer.
F2 Mr. Kevin Nazemi is manager of Digital Transformation Sponsor LLC (the "Sponsor"). As such, Mr. Nazemi has sole voting and dispositive power with respect to the Class A common shares of New AON owned by the Sponsor and thus is the beneficial owner of such shares.