CRAIG ARNOLD - 05 Feb 2024 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer., Director
Signature
/s/ Lizbeth L. Wright, as Attorney-in-Fact
Issuer symbol
ETN
Transactions as of
05 Feb 2024
Transactions value $
-$27,396,591
Form type
4
Filing time
06 Feb 2024, 19:16:18 UTC
Previous filing
15 Aug 2023
Next filing
26 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Options Exercise $15,819,863 +161,082 +31% $98.21 677,957 05 Feb 2024 Direct
transaction ETN Ordinary Shares Sale -$8,677,456 -32,479 -4.8% $267.17 645,478 05 Feb 2024 Direct F1
transaction ETN Ordinary Shares Sale -$19,326,091 -72,135 -11% $267.92 573,343 05 Feb 2024 Direct F2
transaction ETN Ordinary Shares Sale -$8,844,490 -32,854 -5.7% $269.21 540,489 05 Feb 2024 Direct F3
transaction ETN Ordinary Shares Sale -$6,368,414 -23,614 -4.4% $269.69 516,875 05 Feb 2024 Direct F4
holding ETN Ordinary Shares 186 05 Feb 2024 by trustee of ESP F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -161,082 -100% $0* 0 05 Feb 2024 Ordinary Shares 161,082 $98.21 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $266.625 - $267.62. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $267.625 - $268.61. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $268.63 - $269.58. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $269.63 - $270.115. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5 These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F6 These ordinary shares are held in the Eaton Savings Plan.

Remarks:

Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer.