Theresa Mock - 31 Dec 2023 Form 5 Insider Report for iSpecimen Inc. (ISPC)

Role: Director
Signature: /s/ Theresa Mock
Issuer symbol: ISPC
Transactions as of: 31 Dec 2023
Net transactions value: $0
Form type: 5
Filing time: 08 Feb 2024, 16:10:16 UTC
Previous filing: 30 Jun 2021
Next filing: 20 May 2024
SEC: View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ISPC	Non-Qualified Stock Options						6,672	31 Dec 2023	Common Stock	6,672	$1.37	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each non-qualified stock option ("NSO") represents a contingent right to exercise for one share of common stock upon vesting subject to the terms and conditions set forth in the award of such NSOs by iSpecimen Inc. (the "Company") to the Reporting Person pursuant to a Nonqualified Stock Option Award Agreement (the "NSO Agreement") under the iSpecimen Inc. Amended and Restated 2021 Stock Incentive Plan, as amended. The stock options vested respect to 1,672 shares on June 30, 2023, an additional 2,500 shares on September 30, 2023 and the remaining 2,500 shares on December 31, 2023.

Content

Each non-qualified stock option ("NSO") represents a contingent right to exercise for one share of common stock upon vesting subject to the terms and conditions set forth in the award of such NSOs by iSpecimen Inc. (the "Company") to the Reporting Person pursuant to a Nonqualified Stock Option Award Agreement (the "NSO Agreement") under the iSpecimen Inc. Amended and Restated 2021 Stock Incentive Plan, as amended. The stock options vested respect to 1,672 shares on June 30, 2023, an additional 2,500 shares on September 30, 2023 and the remaining 2,500 shares on December 31, 2023.