Mark DiSanto - 15 Mar 2024 Form 4 Insider Report for XCel Brands, Inc. (XELB)

Role
Director
Signature
/s/ Mark DiSanto
Issuer symbol
XELB
Transactions as of
15 Mar 2024
Net transactions value
+$225,000
Form type
4
Filing time
19 Mar 2024, 21:26:26 UTC
Previous filing
25 Aug 2023
Next filing
04 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction XELB Common Stock Purchase $95,062 +146,250 +14% $0.6500* 1,174,263 15 Mar 2024 See Footnote F1
transaction XELB Common Stock Award $129,937 +132,589 +11% $0.9800 1,306,852 19 Mar 2024 See Footnote F1
holding XELB Common Stock 36,500 15 Mar 2024 Direct
holding XELB Common Stock 82,392 15 Mar 2024 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding XELB Stock Option 25,000 15 Mar 2024 Common Stock 25,000 $1.51 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares held by The Mark X DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.
F2 Represents shares held by other trusts, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting dispositive power.