Gregory Stone - 28 Sep 2023 Form 4 Insider Report for TMC the metals Co Inc. (TMC)

Role
Chief Ocean Scientist
Signature
/s/ Ryan Coombes, General Counsel
Issuer symbol
TMC
Transactions as of
28 Sep 2023
Transactions value $
-$70,979
Form type
4
Filing time
22 Mar 2024, 21:33:51 UTC
Previous filing
28 Sep 2023
Next filing
22 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMC Common Shares Sale -$14.5K -14.5K -3.76% $1.00 371K 28 Sep 2023 Direct F1
transaction TMC Common Shares Sale -$29.1K -25K -6.74% $1.16 346K 04 Dec 2023 Direct F2
transaction TMC Common Shares Sale -$27.4K -25K -7.23% $1.10 321K 22 Dec 2023 Direct F3
transaction TMC Common Shares Award $0 +12.4K +3.87% $0.00 333K 20 Mar 2024 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Gregory Stone is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at various prices. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
F2 The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.15 to $1.17 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
F3 The price reflects the average selling price of the common shares sold. These common shares were sold in multiple transactions at prices ranging from $1.09 to $1.115 per common share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
F4 Consists of restricted stock units ("RSUs"). Each RSU represents the right to receive one common share upon vesting. The RSUs were granted and vested upon issuance as part of the Issuer's short-term incentive plan.