Deric S. Eubanks - 22 Mar 2024 Form 4 Insider Report for Ashford Inc.

Role
CFO and Treasurer
Signature
/s/ Deric S. Eubanks
Issuer symbol
N/A
Transactions as of
22 Mar 2024
Net transactions value
$0
Form type
4
Filing time
26 Mar 2024, 16:32:41 UTC
Previous filing
19 Mar 2024
Next filing
03 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AINC Common Stock Award $0 +15,527 +27% $0.000000 73,882 22 Mar 2024 Direct F1
holding AINC Common Stock 30 22 Mar 2024 By spouse's IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AINC Stock Options (right to purchase) 35,000 22 Mar 2024 Common Stock 35,000 $61.12 Direct
holding AINC Stock Options (right to purchase) 27,451 22 Mar 2024 Common Stock 27,451 $94.96 Direct
holding AINC Stock Options (right to purchase) 17,500 22 Mar 2024 Common Stock 17,500 $57.71 Direct
holding AINC Stock Options (right to purchase) 17,500 22 Mar 2024 Common Stock 17,500 $57.34 Direct
holding AINC Stock Options (right to purchase) 35,000 22 Mar 2024 Common Stock 35,000 $45.59 Direct
holding AINC Stock Options (right to purchase) 30,000 22 Mar 2024 Common Stock 30,000 $85.97 Direct
holding AINC Common Units 28 22 Mar 2024 Common Stock 28 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person received the shares pursuant to a stock grant from the Issuer under the Issuer's 2014 Incentive Plan. Such shares vest in three (3) substantially equal installments on the first three (3) anniversaries following the date of grant.
F2 Common units ("Common Units") in Ashford Hospitality Advisors LLC, the Issuer's operating subsidiary, owned by the Reporting Person. Common Units are redeemable for cash or, at the option of the Issuer, convertible into shares of the Issuer's common stock on a 1-for-1 basis. The Common Units have no expiration date.