Paul B. Manning - 20 Jun 2024 Form 4 Insider Report for Liquidia Corp (LQDA)

Role
Director
Signature
/s/ Paul B. Manning
Issuer symbol
LQDA
Transactions as of
20 Jun 2024
Transactions value $
$0
Form type
4
Filing time
24 Jun 2024, 21:39:28 UTC
Previous filing
18 Dec 2023
Next filing
27 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LQDA Common Stock Award $0 +20.4K +7.29% $0.00 300K 20 Jun 2024 Direct F1, F2
holding LQDA Common Stock 436K 20 Jun 2024 See footnote F3
holding LQDA Common Stock 4.85M 20 Jun 2024 Direct F4
holding LQDA Common Stock 198K 20 Jun 2024 See footnote F5
holding LQDA Common Stock 479K 20 Jun 2024 See footnote F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 The RSUs shall vest upon the earlier of (i) the one-year anniversary of the date of grant or (ii) the day prior to the Issuer's next annual shareholder meeting following the date of grant.
F3 The securities are held by PBM Capital Finance, LLC ("PBM"). The Reporting Person is the manager and sole beneficial owner of PBM.
F4 The shares are held by Reporting Person jointly with his spouse.
F5 The securities are held by PD Joint Holdings, LLC Series 2016-A ("PD"). The Reporting Person is a co-manager of Tiger Lily Capital, LLC ("Tiger Lily"), the manager of PD, and has shared voting and investment power with respect to the shares held by PD.
F6 The securities are held by BKB Growth Investments, LLC ("BKB"). The Reporting Person is a co-manager of Tiger Lily, the manager of BKB, and has shared voting and investment power with respect to the shares held by BKB.