David McJannet - 20 Dec 2024 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
CEO and Chairman, Director
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
HCP
Transactions as of
20 Dec 2024
Net transactions value
-$1,626,340
Form type
4
Filing time
23 Dec 2024, 16:38:26 UTC
Previous filing
20 Dec 2024
Next filing
21 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +74,516 +18% 494,047 20 Dec 2024 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +19,457 +3.9% 513,504 20 Dec 2024 Direct F2
transaction HCP Class A Common Stock Sale $1,626,340 -47,526 -9.3% $34.22 465,978 20 Dec 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -17,813 -20% $0.000000 71,250 20 Dec 2024 Class A Common Stock 17,813 Direct F1, F4
transaction HCP Restricted Stock Units Options Exercise $0 -7,560 -17% $0.000000 37,803 20 Dec 2024 Class A Common Stock 7,560 Direct F1, F5
transaction HCP Restricted Stock Units Options Exercise $0 -28,439 -10% $0.000000 255,958 20 Dec 2024 Class A Common Stock 28,439 Direct F1, F6
transaction HCP Restricted Stock Units Options Exercise $0 -20,704 -7.1% $0.000000 269,160 20 Dec 2024 Class A Common Stock 20,704 Direct F1, F7
transaction HCP Restricted Stock Units Options Exercise $0 -19,457 -100% $0.000000 0 20 Dec 2024 Class B Common Stock 19,457 Direct F8, F9
transaction HCP Class B Common Stock Options Exercise $0 +19,457 +14% $0.000000 162,866 20 Dec 2024 Class A Common Stock 19,457 Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -19,457 -12% $0.000000 143,409 20 Dec 2024 Class A Common Stock 19,457 Direct F2
holding HCP Class B Common Stock 1,355,425 20 Dec 2024 Class A Common Stock 1,355,425 See footnote F2, F10
holding HCP Class B Common Stock 516,550 20 Dec 2024 Class A Common Stock 516,550 See footnote F2, F11, F12
holding HCP Class B Common Stock 164,500 20 Dec 2024 Class A Common Stock 164,500 See footnote F2, F13, F14
holding HCP Class B Common Stock 516,550 20 Dec 2024 Class A Common Stock 516,550 See footnote F2, F15, F16
holding HCP Class B Common Stock 164,500 20 Dec 2024 Class A Common Stock 164,500 See footnote F2, F17, F18
holding HCP Class B Common Stock 60,000 20 Dec 2024 Class A Common Stock 60,000 See footnote F2, F19
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
F4 The remaining RSUs vest in four equal quarterly installments beginning on March 20, 2025.
F5 The remaining RSUs vest in five equal quarterly installments beginning on March 20, 2025.
F6 The remaining RSUs vest in nine equal quarterly installments beginning on March 20, 2025.
F7 The remaining RSUs vest in 13 equal quarterly installments beginning on March 20, 2025.
F8 Each RSU represents a contingent right to receive one share of Class B Common Stock.
F9 All of the RSUs vested on December 20, 2024.
F10 The shares are held of record by a family trust for which the reporting person serves as a trustee.
F11 Excludes 164,500 shares previously reported as held directly by the Emerald GST Non-Exempt Trust which were re-registered on November 8, 2024 and are now held directly by the Emerald GST Exempt Trust.
F12 The shares are held of record by the Emerald GST Non-Exempt Trust.
F13 Consists of 164,500 shares previously reported as held directly by the Emerald GST Non-Exempt Trust which were re-registered on November 8, 2024 and are now held directly by the Emerald GST Exempt Trust.
F14 The shares are held of record by the Emerald GST Exempt Trust.
F15 Excludes 164,500 shares previously reported as held directly by the Sapphire GST Non-Exempt Trust which were re-registered on November 8, 2024 and are now held directly by the Sapphire GST Exempt Trust.
F16 The shares are held of record by the Sapphire GST Non-Exempt Trust.
F17 Consists of 164,500 shares previously reported as held directly by the Sapphire GST Non-Exempt Trust which were re-registered on November 8, 2024 and are now held directly by the Sapphire GST Exempt Trust.
F18 The shares are held of record by the Sapphire GST Exempt Trust.
F19 The shares are held of record by an additional family trust.