Marc Holmes - Dec 20, 2024 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Chief Marketing Officer
Signature
/s/ Paul Warenski, by power of attorney
Stock symbol
HCP
Transactions as of
Dec 20, 2024
Transactions value $
-$400,990
Form type
4
Date filed
12/23/2024, 04:40 PM
Previous filing
Sep 25, 2024
Next filing
Feb 21, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +21.4K +244.14% 30.1K Dec 20, 2024 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +8.65K +28.71% 38.8K Dec 20, 2024 Direct F2
transaction HCP Class A Common Stock Tax liability -$401K -11.7K -30.22% $34.22 27.1K Dec 20, 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -5.94K -20% $0.00 23.8K Dec 20, 2024 Class A Common Stock 5.94K Direct F1, F4
transaction HCP Restricted Stock Units Options Exercise $0 -1.47K -16.66% $0.00 7.35K Dec 20, 2024 Class A Common Stock 1.47K Direct F1, F5
transaction HCP Restricted Stock Units Options Exercise $0 -6.72K -10% $0.00 60.5K Dec 20, 2024 Class A Common Stock 6.72K Direct F1, F6
transaction HCP Restricted Stock Units Options Exercise $0 -7.25K -7.14% $0.00 94.2K Dec 20, 2024 Class A Common Stock 7.25K Direct F1, F7
transaction HCP Restricted Stock Units Options Exercise $0 -8.65K -100% $0.00 0 Dec 20, 2024 Class B Common Stock 8.65K Direct F8, F9
transaction HCP Class B Common Stock Options Exercise $0 +8.65K $0.00 8.65K Dec 20, 2024 Class A Common Stock 8.65K Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -8.65K -100% $0.00 0 Dec 20, 2024 Class A Common Stock 8.65K Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
F4 The remaining RSUs vest in three equal quarterly installments beginning on March 20, 2025.
F5 The remaining RSUs vest in five equal quarterly installments beginning on March 20, 2025.
F6 The remaining RSUs vest in nine equal quarterly installments beginning on March 20, 2025.
F7 The remaining RSUs vest in 13 equal quarterly installments beginning on March 20, 2025.
F8 Each RSU represents a contingent right to receive one share of Class B Common Stock.
F9 All of the RSUs vested on December 20, 2024.