Reinhard Werner Schwock - 20 Dec 2024 Form 4 Insider Report for HashiCorp, Inc. (HCP)

Role
Interim CFO, Director
Signature
/s/ Paul Warenski, by power of attorney
Issuer symbol
HCP
Transactions as of
20 Dec 2024
Net transactions value
-$72,102
Form type
4
Filing time
23 Dec 2024, 16:44:16 UTC
Previous filing
01 Oct 2024
Next filing
27 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HCP Class A Common Stock Options Exercise +3,105 +1.8% 177,822 20 Dec 2024 Direct F1
transaction HCP Class A Common Stock Conversion of derivative security +1,080 +0.61% 178,902 20 Dec 2024 Direct F2
transaction HCP Class A Common Stock Tax liability $72,102 -2,107 -1.2% $34.22 176,795 20 Dec 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HCP Restricted Stock Units Options Exercise $0 -740 -14% $0.000000 4,441 20 Dec 2024 Class A Common Stock 740 Direct F1, F4
transaction HCP Restricted Stock Units Options Exercise $0 -1,115 -9.1% $0.000000 11,145 20 Dec 2024 Class A Common Stock 1,115 Direct F1, F5
transaction HCP Restricted Stock Units Options Exercise $0 -1,250 -6.7% $0.000000 17,500 20 Dec 2024 Class A Common Stock 1,250 Direct F1, F6
transaction HCP Restricted Stock Units Options Exercise $0 -1,080 -50% $0.000000 1,080 20 Dec 2024 Class B Common Stock 1,080 Direct F7, F8
transaction HCP Class B Common Stock Options Exercise $0 +1,080 $0.000000 1,080 20 Dec 2024 Class A Common Stock 1,080 Direct F2
transaction HCP Class B Common Stock Conversion of derivative security $0 -1,080 -100% $0.000000 0 20 Dec 2024 Class A Common Stock 1,080 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.
F4 The remaining RSUs vest in six equal quarterly installments beginning on March 20, 2025.
F5 The remaining RSUs vest in 10 equal quarterly installments beginning on March 20, 2025.
F6 The remaining RSUs vest in 14 equal quarterly installments beginning on March 20, 2025.
F7 Each RSU represents a contingent right to receive one share of Class B Common Stock.
F8 The remaining RSUs vest on March 20, 2025.