Cheryl H. Johnson - Feb 11, 2025 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Chief Human Resources Officer
Signature
/s/ Nicole Puza, POA for Cheryl Johnson
Stock symbol
CAT
Transactions as of
Feb 11, 2025
Transactions value $
-$333,321
Form type
4
Date filed
2/13/2025, 02:37 PM
Previous filing
Nov 6, 2024
Next filing
Feb 24, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +3.35K +25.71% $0.00 16.4K Feb 11, 2025 Direct F1
transaction CAT Common Stock Tax liability -$333K -919 -5.62% $362.70 15.4K Feb 11, 2025 Direct F2
holding CAT Common Stock 252 Feb 11, 2025 Held by 401(k) Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes adjustments for dividends accrued.
F2 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 7, 2022.
F3 The information in this report is based on a 401(k) plan statement dated as of January 31, 2025.