Jason Kaiser - Feb 11, 2025 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Jason Kaiser
Stock symbol
CAT
Transactions as of
Feb 11, 2025
Transactions value $
-$333,684
Form type
4
Date filed
2/13/2025, 02:38 PM
Previous filing
Dec 27, 2024
Next filing
Feb 19, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +3.35K +53.31% $0.00 9.62K Feb 11, 2025 Direct F1
transaction CAT Common Stock Tax liability -$334K -920 -9.56% $362.70 8.7K Feb 11, 2025 Direct F2
holding CAT Common Stock 366 Feb 11, 2025 Held by 401(k) Plan F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes adjustment for dividends accrued.
F2 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 7, 2022.
F3 The information in this report is based on a 401(k) plan statement dated as of January 31, 2025.