Derek Owens - Feb 11, 2025 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Chief Legal Officer
Signature
/s/ Nicole Puza, POA for Derek Owens
Stock symbol
CAT
Transactions as of
Feb 11, 2025
Transactions value $
-$63,110
Form type
4
Date filed
2/13/2025, 02:39 PM
Previous filing
Apr 2, 2024
Next filing
Mar 5, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +642 +15.51% $0.00 4.78K Feb 11, 2025 Direct F1
transaction CAT Common Stock Tax liability -$63.1K -174 -3.64% $362.70 4.61K Feb 11, 2025 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes adjustment for dividends accrued.
F2 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of performance-based restricted stock units granted March 7, 2022.