Charles Alan Williams - Feb 13, 2025 Form 3 Insider Report for NORTHPOINTE BANCSHARES INC (NPB)

Role
CHAIRMAN AND CEO, Director, 10%+ Owner
Signature
/s/ Charles A. Williams (Trustee)
Stock symbol
NPB
Transactions as of
Feb 13, 2025
Transactions value $
$0
Form type
3
Date filed
2/21/2025, 09:21 PM
Next filing
Feb 21, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NPB Common Stock 2.35M Feb 13, 2025 By trust F1
holding NPB Common Stock 703K Feb 13, 2025 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NPB Restricted stock units Feb 13, 2025 Common Stock 258K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of common stock held by the Charles A Williams TR Charles A Williams Trust.
F2 Restricted stock units ("RSUs") convert into shares of the issuer's common stock on a one-for-one basis.
F3 The RSUs vest as to 49,560 shares on April 1, 2025, 49,560 shares on April 1, 2026, 49,560 shares on April 1, 2027, 49,560 shares on April 1, 2028, and 59,450 shares on April 1, 2029.

Remarks:

Exhibit 24 - Power of Attorney