| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DKNG | Class A Common Stock | Options Exercise | +22.1K | +0.54% | 4.14M | Mar 1, 2025 | Direct | F1 | ||
| transaction | DKNG | Class A Common Stock | Tax liability | -$468K | -10.7K | -0.26% | $43.86 | 4.13M | Mar 1, 2025 | Direct | |
| transaction | DKNG | Class A Common Stock | Options Exercise | +9.65K | +0.23% | 4.14M | Mar 1, 2025 | Direct | F2 | ||
| transaction | DKNG | Class A Common Stock | Tax liability | -$205K | -4.67K | -0.11% | $43.86 | 4.14M | Mar 1, 2025 | Direct | |
| transaction | DKNG | Class A Common Stock | Options Exercise | $603K | +158K | +3.81% | $3.82 | 4.3M | Mar 3, 2025 | Direct | F3 |
| transaction | DKNG | Class A Common Stock | Options Exercise | $172K | +52.2K | +1.21% | $3.29 | 4.35M | Mar 3, 2025 | Direct | F3 |
| transaction | DKNG | Class A Common Stock | Sale | -$2.11M | -50.5K | -1.16% | $41.84 | 4.3M | Mar 3, 2025 | Direct | F4, F5 |
| transaction | DKNG | Class A Common Stock | Sale | -$1.86M | -43.1K | -1% | $43.10 | 4.25M | Mar 3, 2025 | Direct | F4, F6 |
| transaction | DKNG | Class A Common Stock | Sale | -$5.12M | -116K | -2.73% | $44.05 | 4.14M | Mar 3, 2025 | Direct | F4, F7 |
| transaction | DKNG | Class A Common Stock | Options Exercise | +3.25K | +0.08% | 4.14M | Mar 3, 2025 | Direct | F8 | ||
| transaction | DKNG | Class A Common Stock | Tax liability | -$37.4K | -791 | -0.02% | $47.29 | 4.14M | Mar 3, 2025 | Direct | |
| transaction | DKNG | Class A Common Stock | Options Exercise | +40 | +0.02% | 196K | Mar 3, 2025 | Held by Kalish Family 2020 Irrevocable Trusts | F9 | ||
| transaction | DKNG | Class A Common Stock | Tax liability | -$473 | -10 | -0.01% | $47.29 | 196K | Mar 3, 2025 | Held by Kalish Family 2020 Irrevocable Trusts | |
| transaction | DKNG | Class A Common Stock | Options Exercise | +3.88K | 3.88K | Mar 3, 2025 | Held by Matthew P. Kalish 2020 Trust | F10 | |||
| transaction | DKNG | Class A Common Stock | Tax liability | -$44.7K | -945 | -24.34% | $47.29 | 2.94K | Mar 3, 2025 | Held by Matthew P. Kalish 2020 Trust | |
| transaction | DKNG | Class A Common Stock | Options Exercise | $625K | +190K | +4.59% | $3.29 | 4.33M | Mar 4, 2025 | Direct | F3 |
| transaction | DKNG | Class A Common Stock | Options Exercise | $66K | +20.1K | +0.46% | $3.29 | 4.35M | Mar 4, 2025 | Direct | F3 |
| transaction | DKNG | Class A Common Stock | Sale | -$3.69M | -92.7K | -2.13% | $39.77 | 4.26M | Mar 4, 2025 | Direct | F4, F11 |
| transaction | DKNG | Class A Common Stock | Sale | -$2.07M | -50.5K | -1.19% | $40.91 | 4.21M | Mar 4, 2025 | Direct | F4, F12 |
| transaction | DKNG | Class A Common Stock | Sale | -$2.72M | -65.6K | -1.56% | $41.53 | 4.14M | Mar 4, 2025 | Direct | F4, F13 |
| transaction | DKNG | Class A Common Stock | Sale | -$51.9K | -1.23K | -0.03% | $42.28 | 4.14M | Mar 4, 2025 | Direct | F4, F14 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DKNG | Restricted Stock Units | Options Exercise | $0 | -22.1K | -11.11% | $0.00 | 176K | Mar 1, 2025 | Class A Common Stock | 22.1K | Direct | F1, F15 | |
| transaction | DKNG | Restricted Stock Units | Options Exercise | $0 | -9.65K | -7.69% | $0.00 | 116K | Mar 1, 2025 | Class A Common Stock | 9.65K | Direct | F2, F16 | |
| transaction | DKNG | Stock Option | Options Exercise | $0 | -158K | -100% | $0.00 | 0 | Mar 3, 2025 | Class A Common Stock | 158K | $3.82 | Direct | F17 |
| transaction | DKNG | Stock Option | Options Exercise | $0 | -52.2K | -21.55% | $0.00 | 190K | Mar 3, 2025 | Class A Common Stock | 52.2K | $3.29 | Direct | F18 |
| transaction | DKNG | Warrant for Common Stock | Options Exercise | $0 | -3.25K | -100% | $0.00 | 0 | Mar 3, 2025 | Class A Common Stock | 3.25K | $11.50 | Direct | F8 |
| transaction | DKNG | Warrant for Common Stock | Options Exercise | $0 | -40 | -100% | $0.00 | 0 | Mar 3, 2025 | Class A Common Stock | 40 | $11.50 | Held by Kalish Family 2020 Irrevocable Trusts | F9 |
| transaction | DKNG | Warrant for Common Stock | Options Exercise | $0 | -3.88K | -100% | $0.00 | 0 | Mar 3, 2025 | Class A Common Stock | 3.88K | $11.50 | Held by Matthew P. Kalish 2020 Trust | F10 |
| transaction | DKNG | Stock Option | Options Exercise | $0 | -190K | -100% | $0.00 | 0 | Mar 4, 2025 | Class A Common Stock | 190K | $3.29 | Direct | F18 |
| transaction | DKNG | Stock Option | Options Exercise | $0 | -20.1K | -1.77% | $0.00 | 1.11M | Mar 4, 2025 | Class A Common Stock | 20.1K | $3.29 | Direct | F19 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 22,059 shares of Class A Common Stock underlying the RSUs listed in Table II, and 10,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| F2 | No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 9,649 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,666 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| F3 | The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exercise of stock options and paid the aggregate exercise price and the tax withholdings in cash. |
| F4 | The reported sales were made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on November 27, 2024 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. |
| F5 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.53 to $42.46, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 5, 6, 7, 11, 12, 13 and 14 to this Form 4. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.63 to $43.61, inclusive. See the last sentence of footnote 5 to this Form 4 above. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $43.63 to $44.48, inclusive. See the last sentence of footnote 5 to this Form 4 above. |
| F8 | The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exchange of warrants for common stock for $11.50 per share on a cashless basis in a private transaction entered into between the Reporting Person and the Issuer. The Reporting Person received the net of 3,251 shares of Class A Common Stock underlying the warrants for common stock listed in Table II, and 791 shares of Class A Common Stock withheld by the issuer in consideration of the exercise of the warrants for common stock. Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share. |
| F9 | The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exchange of warrants for common stock for $11.50 per share on a cashless basis in a private transaction entered into between the Reporting Person and the Issuer. The Reporting Person received the net of 40 shares of Class A Common Stock underlying the warrants for common stock listed in Table II, and 10 shares of Class A Common Stock withheld by the issuer in consideration of the exercise of the warrants for common stock. Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share. |
| F10 | The Reporting Person acquired shares of Class A Common Stock of the Issuer after the exchange of warrants for common stock for $11.50 per share on a cashless basis in a private transaction entered into between the Reporting Person and the Issuer. The Reporting Person received the net of 3,883 shares of Class A Common Stock underlying the warrants for common stock listed in Table II, and 945 shares of Class A Common Stock withheld by the issuer in consideration of the exercise of the warrants for common stock. Each warrant to purchase Class A Common Stock is exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share. |
| F11 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $39.27 to $40.26, inclusive. See the last sentence of footnote 5 to this Form 4 above. |
| F12 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $40.27 to $41.26, inclusive. See the last sentence of footnote 5 to this Form 4 above. |
| F13 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $41.27 to $42.15, inclusive. See the last sentence of footnote 5 to this Form 4 above. |
| F14 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $42.28 to $42.37, inclusive. See the last sentence of footnote 5 to this Form 4 above. |
| F15 | On February 13, 2023, the Reporting Person was granted 352,941 RSUs vesting quarterly over four (4) years from March 1, 2023. |
| F16 | On February 12, 2024, the Reporting Person was granted 154,392 RSUs vesting quarterly over four (4) years from March 1, 2024. |
| F17 | These stock options were granted on May 3, 2017. As of the date hereof, all of such remaining stock options have vested. |
| F18 | These stock options were granted on April 18, 2018. As of the date hereof, all of such remaining stock options have vested. |
| F19 | These stock options were granted on May 3, 2018. As of the date hereof, all of such remaining stock options have vested. |
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