Joseph E. Creed - Mar 3, 2025 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role: Chief Operating Officer
Signature: /s/ Nicole Puza, POA for Joseph E. Creed
Stock symbol: CAT
Transactions as of: Mar 3, 2025
Transactions value $: -$224,132
Form type: 4
Date filed: 3/5/2025, 06:34 PM
Previous filing: Feb 13, 2025
Next filing: Mar 10, 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CAT	Common Stock	Award	$0	+5.09K	+26.22%	$0.00	24.5K	Mar 3, 2025	Direct	F1
transaction	CAT	Common Stock	Tax liability	-$224K	-689	-2.81%	$325.30	23.8K	Mar 4, 2025	Direct	F2
holding	CAT	Common Stock						11.5K	Mar 3, 2025	Held by 401(k) Plan.	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	CAT	Employee Stock Options	Award	$0	+16K		$0.00	16K	Mar 3, 2025	Common Stock	16K	$332.04	Direct	F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes adjustment for dividends accrued.
F2	Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 4, 2024
F3	The information in this report is based on a 401(k) plan statement as of February 28, 2025.
F4	The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.