Jason Kaiser - Mar 3, 2025 Form 4 Insider Report for CATERPILLAR INC (CAT)

Role
Group President
Signature
/s/ Nicole Puza, POA for Jason Kaiser
Stock symbol
CAT
Transactions as of
Mar 3, 2025
Transactions value $
-$118,409
Form type
4
Date filed
3/5/2025, 07:47 PM
Previous filing
Feb 19, 2025
Next filing
Mar 10, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CAT Common Stock Award $0 +2.69K +42.83% $0.00 8.98K Mar 3, 2025 Direct F1
transaction CAT Common Stock Tax liability -$118K -364 -4.05% $325.30 8.61K Mar 4, 2025 Direct F2
holding CAT Common Stock 366 Mar 3, 2025 Held by 401(k) Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CAT Employee Stock Options Award $0 +8.44K $0.00 8.44K Mar 3, 2025 Common Stock 8.44K $332.04 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes adjustment for dividends accrued.
F2 Represents shares withheld from the reporting person to satisfy tax obligation arising from the vesting of restricted stock units granted March 4, 2024.
F3 The information in this report is based on a 401(k) plan statement as of February 28, 2025.
F4 The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.