Henry Samueli - Mar 26, 2025 Form 4 Insider Report for Broadcom Inc. (AVGO)

Role
Director
Signature
/s/ Michael J. Sorrow, Attorney-in-Fact for Henry Samueli
Stock symbol
AVGO
Transactions as of
Mar 26, 2025
Transactions value $
-$120,576,863
Form type
4
Date filed
3/28/2025, 05:00 PM
Previous filing
Dec 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVGO Common Stock, $0.001 par value Sale -$5.87M -32.9K -0.08% $178.36 39.4M Mar 26, 2025 See Footnote F1, F13
transaction AVGO Common Stock, $0.001 par value Sale -$48.7M -272K -0.69% $179.18 39.2M Mar 26, 2025 See Footnote F2, F13
transaction AVGO Common Stock, $0.001 par value Sale -$10.2M -56.8K -0.14% $180.03 39.1M Mar 26, 2025 See Footnote F3, F13
transaction AVGO Common Stock, $0.001 par value Sale -$3.55M -19.6K -0.05% $181.02 39.1M Mar 26, 2025 See Footnote F4, F13
transaction AVGO Common Stock, $0.001 par value Sale -$1.59M -8.71K -0.02% $181.98 39.1M Mar 26, 2025 See Footnote F5, F13
transaction AVGO Common Stock, $0.001 par value Sale -$19.1M -104K -0.27% $183.18 39M Mar 26, 2025 See Footnote F6, F13
transaction AVGO Common Stock, $0.001 par value Sale -$6.6M -35.9K -0.09% $183.88 38.9M Mar 26, 2025 See Footnote F7, F13
transaction AVGO Common Stock, $0.001 par value Sale -$10.3M -55.8K -0.14% $185.06 38.9M Mar 26, 2025 See Footnote F8, F13
transaction AVGO Common Stock, $0.001 par value Sale -$3.68M -19.8K -0.05% $186.06 38.9M Mar 26, 2025 See Footnote F9, F13
transaction AVGO Common Stock, $0.001 par value Sale -$8.3M -44.3K -0.11% $187.15 38.8M Mar 26, 2025 See Footnote F10, F13
transaction AVGO Common Stock, $0.001 par value Sale -$2.65M -14.1K -0.04% $187.79 38.8M Mar 26, 2025 See Footnote F11, F13
transaction AVGO Common Stock, $0.001 par value Gift $0 -136K -0.35% $0.00 38.7M Mar 26, 2025 See Footnote F13
holding AVGO Common Stock, $0.001 par value 1.89K Mar 26, 2025 Direct F12
holding AVGO Common Stock, $0.001 par value 31.6M Mar 26, 2025 See Footnote F14
holding AVGO Common Stock, $0.001 par value 12.3M Mar 26, 2025 See Footnote F15
holding AVGO Common Stock, $0.001 par value 4.6M Mar 26, 2025 See Footnote F16
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $177.61 to $178.60 inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 1 to 11.
F2 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $178.61 to $179.60 inclusive.
F3 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $179.61 to $180.60 inclusive.
F4 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $180.61 to $181.49 inclusive.
F5 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $181.64 to $182.51 inclusive.
F6 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $182.64 to $183.63 inclusive.
F7 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $183.64 to $184.62 inclusive.
F8 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $184.64 to $185.63 inclusive.
F9 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $185.64 to $186.63 inclusive.
F10 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $186.65 to $187.64 inclusive.
F11 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $187.65 to $188.02 inclusive.
F12 Represents 1,890 RSUs.
F13 Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F14 Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F15 Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F16 Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.