Thomas B. Raterman - 28 Mar 2025 Form 4 Insider Report for Runway Growth Finance Corp. (RWAY)

Role
CFO, COO, Treasurer and Secretary
Signature
/s/ Thomas B. Raterman
Issuer symbol
RWAY
Transactions as of
28 Mar 2025
Net transactions value
-$468,144
Form type
4
Filing time
01 Apr 2025, 19:20:07 UTC
Previous filing
22 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RWAY Common Stock, par value $0.01 per share Other $666,349 -61,986 -30% $10.75 147,525 28 Mar 2025 By Runway Growth Holdings LLC F1, F2, F4, F5
transaction RWAY Common Stock, par value $0.01 per share Other $198,204 +18,438 +67% $10.75 45,879 28 Mar 2025 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held by Runway Growth Holdings LLC, which is an affiliate of Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.
F2 The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.
F3 In-kind transfer of the securities held by Runway Growth Holdings LLC to Mr. Raterman.
F4 Price listed is based on the last reported closing sales price of RWAY common stock on the Nasdaq as of March 28, 2025, due to the nature of the transaction there has been no price established for the transaction.
F5 Distribution of securities owned by Runway Growth Holdings LLC to its employees.

Remarks:

CFO, COO, Treasurer and Secretary