| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Schwichtenberg Paul | EVP, Chief Transformation Officer | ASSERTIO HOLDINGS, INC., 100 SOUTH SAUNDERS ROAD, SUITE 300, LAKE FOREST | /s/ Sam Schlessinger, Attorney-in-fact for Paul Schwichtenberg | 2025-05-14 | 0001849587 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASRT | Common Stock | Options Exercise | $0 | +38K | +25.98% | $0.00 | 184K | May 12, 2025 | Direct | |
| transaction | ASRT | Common Stock | Tax liability | -$10.4K | -16.8K | -9.13% | $0.62 | 168K | May 12, 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ASRT | Restricted Stock Units | Options Exercise | $0 | -38K | -100% | $0.00 | 0 | May 12, 2025 | Common Stock | 38K | $0.00 | Direct | F2, F3, F4 |
| Id | Content |
|---|---|
| F1 | Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units. |
| F2 | Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock. |
| F3 | One-third of these restricted stock units vested on each of May 12, 2023, 2024 and 2025. |
| F4 | The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities. |
EVP, Chief Transformation Officer