Sam Schlessinger - May 12, 2025 Form 4 Insider Report for Assertio Holdings, Inc. (ASRT)

Role
EVP, General Counsel
Signature
/s/ Sam Schlessinger
Stock symbol
ASRT
Transactions as of
May 12, 2025
Transactions value $
-$9,205
Form type
4
Date filed
5/14/2025, 06:03 PM
Previous filing
Feb 25, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Schlessinger Sam EVP, General Counsel ASSERTIO HOLDINGS, INC., 100 SOUTH SANDERS ROAD, SUITE 300, LAKE FORREST /s/ Sam Schlessinger 2025-05-14 0001914168

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASRT Common Stock Options Exercise $0 +38K +24.7% $0.00 192K May 12, 2025 Direct
transaction ASRT Common Stock Tax liability -$9.21K -15K -7.79% $0.62 177K May 12, 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASRT Restricted Stock Units Options Exercise $0 -38K -100% $0.00 0 May 12, 2025 Common Stock 38K $0.00 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of common stock withheld for payment of taxes upon the vesting of restricted stock units.
F2 Each restricted stock unit represents the contingent right to receive one share of common stock. This transaction represents the settlement of vested restricted stock units in shares of common stock.
F3 One-third of these restricted stock units vested on each of May 12, 2023, 2024 and 2025.
F4 The derivative securities were granted to the reporting person, and were not sold to the reporting person. As such, the reporting person did not pay any consideration for the derivative securities.