Douglas B. Hansen - May 27, 2025 Form 4 Insider Report for REDWOOD TRUST INC (RWT))

Role
Director
Signature
Attorney-In-Fact: /s/ Andrew P. Stone
Stock symbol
RWT)
Transactions as of
May 27, 2025
Transactions value $
$76,073
Form type
4
Date filed
5/28/2025, 04:15 PM
Previous filing
May 27, 2025
Next filing
Jun 9, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
HANSEN DOUGLAS B Director 1 BELVEDERE PLACE, SUITE 300, MILL VALLEY Attorney-In-Fact: /s/ Andrew P. Stone 2025-05-28 0001233537

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RWT) Common Stock Options Exercise $6.54K +1.2K +0.31% $5.44 384K May 27, 2025 by Trust F1, F2
transaction RWT) Common Stock Options Exercise $69.5K +12.8K +3.33% $5.44 397K May 27, 2025 by Trust F1, F2
holding RWT) Common Stock 13.4K May 27, 2025 Direct
holding RWT) Common Stock 31.5K May 27, 2025 by IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RWT) Deferred Stock Units Options Exercise $0 -12.8K -100% $0.00 0 May 27, 2025 Common Stock 12.8K $9.78 Direct F1, F3, F4, F5
transaction RWT) Deferred Stock Units Options Exercise $0 -1.2K -100% $0.00 0 May 27, 2025 Common Stock 1.2K $12.46 Direct F1, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction relates to the distribution and/or conversion of Deferred Stock Units to common stock under the Executive Deferred Compensation Plan.
F2 Represents the value (per stock unit or share of common stock) of the distribution and/or conversion of Deferred Stock Units, including to common stock under the Executive Deferred Compensation Plan, based on the fair market value of Redwood Trust, Inc. common stock on the transaction date.
F3 Represents fair value of Deferred Stock Units, based on the original grant date fair market value.
F4 Deferred Stock Units were subject to a mandatory holding period and are being delivered to the Participant at the time specified in the grant agreement, according to the terms and conditions of the Executive Deferred Compensation Plan.
F5 No expiration date is applicable to deferred stock units.