CFIC-2015 NV Family Investments, LLC - 27 May 2025 Form 4 Insider Report for NKGen Biotech, Inc. (NKGN)

Role
10%+ Owner
Signature
/s/ Mecky Wong, Manager of CFIC-2015 NV Family Investments, LLC
Issuer symbol
NKGN
Transactions as of
27 May 2025
Net transactions value
+$7,500,000
Form type
4
Filing time
02 Jun 2025, 12:11:05 UTC
Previous filing
27 Aug 2024

Reporting Owners (3)

Name Relationship Address Signature Signature date CIK
CFIC-2015 NV Family Investments, LLC 10%+ Owner 1120 N. TOWN CENTER DRIVE, SUITE 150, LAS VEGAS /s/ Mecky Wong, Manager of CFIC-2015 NV Family Investments, LLC 29 May 2025 0002034776
Cherng Andrew Jin-Chan 10%+ Owner 1120 N. TOWN CENTER DRIVE, SUITE 150, LAS VEGAS /s/ Andrew Cherng 29 May 2025 0002035448
CHERNG PEGGY 10%+ Owner 1120 N. TOWN CENTER DRIVE, SUITE 150, LAS VEGAS /s/ Peggy Cherng 29 May 2025 0001235503

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NKGN Common Stock Purchase $2,500,000 +19,669,552 +944% $0.1271 21,752,885 27 May 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NKGN Warrant Purchase $5,000,000 +39,339,103 $0.1271 39,339,103 27 May 2025 Common Stock 39,339,103 $0.1271 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On May 27, 2025, CFIC-2015 NV Family Investments, LLC ("CFIC-2015") completed the purchase of an aggregate of 19,669,552 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") at a purchase price of $0.1271 per share (the "Share Price"), subject to adjustment, for an aggregate purchase price of $2,500,000.00 pursuant to a Stock Purchase Agreement dated May 14, 2025 between the CFIC-2015 and the Issuer. Andrew Cherng and Peggy Cherng together own 100% of the voting interests of CFIC-2015.
F2 On May 27, 2025, the Issuer issued a common stock purchase warrant to CFIC-2015 for the purchase of up to 39,339,103 shares of Common Stock, exercisable at the Share Price (the "2025 Warrant").