| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Dodge R Stanton | Chief Legal Officer | C/O DRAFTKINGS INC., 222 BERKELEY STREET, 5TH FLOOR, BOSTON | /s/ Faisal Hasan, attorney-in-fact | 03 Jun 2025 | 0001404430 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DKNG | Class A Common Stock | Options Exercise | +11,030 | +2% | 568,188 | 01 Jun 2025 | Direct | F1 | ||
| transaction | DKNG | Class A Common Stock | Tax liability | -$173,156 | -4,826 | -0.85% | $35.88 | 563,362 | 01 Jun 2025 | Direct | |
| transaction | DKNG | Class A Common Stock | Options Exercise | +4,824 | +0.86% | 568,186 | 01 Jun 2025 | Direct | F2 | ||
| transaction | DKNG | Class A Common Stock | Tax liability | -$75,742 | -2,111 | -0.37% | $35.88 | 566,075 | 01 Jun 2025 | Direct | |
| transaction | DKNG | Class A Common Stock | Options Exercise | +4,998 | +0.88% | 571,073 | 01 Jun 2025 | Direct | F3 | ||
| transaction | DKNG | Class A Common Stock | Tax liability | -$78,469 | -2,187 | -0.38% | $35.88 | 568,886 | 01 Jun 2025 | Direct | |
| transaction | DKNG | Class A Common Stock | Options Exercise | +807 | +0.14% | 569,693 | 01 Jun 2025 | Direct | F4 | ||
| transaction | DKNG | Class A Common Stock | Tax liability | -$12,665 | -353 | -0.06% | $35.88 | 569,340 | 01 Jun 2025 | Direct | |
| transaction | DKNG | Class A Common Stock | Sale | -$1,678,553 | -50,151 | -8.8% | $33.47 | 519,189 | 02 Jun 2025 | Direct | F5, F6 |
| transaction | DKNG | Class A Common Stock | Sale | -$88,995 | -2,626 | -0.51% | $33.89 | 516,563 | 02 Jun 2025 | Direct | F5, F7 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DKNG | Restricted Stock Units | Options Exercise | $0 | -11,030 | -13% | $0 | 77,204 | 01 Jun 2025 | Class A Common Stock | 11,030 | Direct | F1, F8 | |
| transaction | DKNG | Restricted Stock Units | Options Exercise | $0 | -4,824 | -8.3% | $0 | 53,073 | 01 Jun 2025 | Class A Common Stock | 4,824 | Direct | F2, F9 | |
| transaction | DKNG | Restricted Stock Units | Options Exercise | $0 | -4,998 | -6.3% | $0 | 74,963 | 01 Jun 2025 | Class A Common Stock | 4,998 | Direct | F3, F10 | |
| transaction | DKNG | Restricted Stock Units | Options Exercise | $0 | -807 | -10% | $0 | 7,269 | 01 Jun 2025 | Class A Common Stock | 807 | Direct | F4, F11 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | No shares of Class A Common Stock were transferred or sold upon the vesting of the restricted stock units ("RSUs") other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 11,030 shares of Class A Common Stock underlying the RSUs listed in Table II, and 4,826 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| F2 | No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 4,824 shares of Class A Common Stock underlying the RSUs listed in Table II, and 2,111 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| F3 | No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 4,998 shares of Class A Common Stock underlying the RSUs listed in Table II, and 2,187 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| F4 | No shares of Class A Common Stock were transferred or sold upon the vesting of the RSUs other than to the Issuer to satisfy withholding taxes. The Reporting Person received the net of the 807 shares of Class A Common Stock underlying the RSUs listed in Table II, and 353 shares of Class A Common Stock withheld by the Issuer. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. |
| F5 | The reported sale was made pursuant to a pre-arranged program for selling shares of Class A Common Stock adopted on December 13, 2024 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934. |
| F6 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.85 to $33.84, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 6 and 7 to this Form 4. |
| F7 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.85 to $34.16, inclusive. See the last sentence of footnote 6 to this Form 4 above. |
| F8 | On February 13, 2023, the Reporting Person was granted 190,588 RSUs vesting quarterly over four (4) years from March 1, 2023. On April 28, 2023, the vesting terms of 14,119 of such RSUs were amended to provide for vesting in equal monthly installments over one (1) year from April 23, 2023. Accordingly, such 14,119 RSUs are no longer included in the Reporting Person's holdings with respect to the February 13, 2023 grant of 190,588 RSUs. |
| F9 | On February 12, 2024, the Reporting Person was granted 77,196 RSUs vesting quarterly over four (4) years from March 1, 2024. |
| F10 | On February 10, 2025, the Reporting Person was granted 79,961 RSUs vesting quarterly over four (4) years from March 1, 2025. |
| F11 | On February 10, 2025, the Reporting Person was granted 9,692 RSUs vesting monthly over one (1) year from March 1, 2025. |