Phillip Frost - Jun 6, 2025 Form 4 Insider Report for NOCOPI TECHNOLOGIES INC/MD/ (NNUP)

Role
10%+ Owner
Signature
/s/ Phillip Frost, M.D., Individually
Stock symbol
NNUP
Transactions as of
Jun 6, 2025
Transactions value $
$215,437
Form type
4
Date filed
6/10/2025, 09:00 PM
Previous filing
May 29, 2025
Next filing
Aug 8, 2025

Reporting Owners (2)

Name Relationship Address Signature Signature date CIK
FROST PHILLIP MD ET AL 10%+ Owner 4400 BISCAYNE BLVD., MIAMI /s/ Phillip Frost, M.D., Individually 2025-06-10 0000898860
Frost Gamma Investments Trust 10%+ Owner 4400 BISCAYNE BLVD., MIAMI /s/ Phillip Frost, M.D., as Trustee 2025-06-10 0001380896

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NNUP Common Stock Purchase $215K +196K +15.4% $1.10 1.47M Jun 6, 2025 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities were acquired by the Reporting Person from a non-affiliate shareholder of Nocopi Technologies, Inc. in a private secondary transaction exempt from the registration requirements of the Securities Act of 1933, as amended.
F2 These securities are held by Frost Gamma Investments Trust, of which the Reporting Person is the trustee. Frost Gamma Limited Partnership is the sole and exclusive beneficiary of Frost Gamma Investments Trust. The Reporting Person is one of two limited partners of Frost Gamma Limited Partnership. The general partner of Frost Gamma Limited Partnership is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation, of which the Reporting Person is the sole shareholder. The Reporting Person disclaims beneficial ownership of the securities held by Frost Gamma Investments Trust except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.