Terren S. Peizer - Jun 20, 2025 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Role
10%+ Owner
Signature
/s/ Terren S. Peizer
Stock symbol
OTRK
Transactions as of
Jun 20, 2025
Transactions value $
$700
Form type
4
Date filed
6/24/2025, 06:32 PM
Previous filing
Jun 23, 2025
SEC
View on sec.gov

Reporting Owners (2)

Name Relationship Address Signature Signature date CIK
PEIZER TERREN S 10%+ Owner 200 DORADO BEACH DRIVE #3831, DORADO, PUERTO RICO /s/ Terren S. Peizer 2025-06-24 0000904534
Acuitas Group Holdings, LLC 10%+ Owner 200 DORADO BEACH DRIVE #3831, DORADO, PUERTO RICO Acuitas Group Holdings, LLC, /s/ Terren S. Peizer, Chairman 2025-06-24 0001797168

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OTRK Common Stock Exercise of in-the-money or at-the-money derivative security $700 +500K +27.69% $0.00 2.31M Jun 20, 2025 By Humanitario F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OTRK Pre-Funded Common Stock Purchase Warrant Exercise of in-the-money or at-the-money derivative security $0 -500K -38.47% $0.00 800K Jun 20, 2025 Common Stock 500K $0.00 By Humanitario F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is jointly filed by Terren S. Peizer ("Mr. Peizer") and Acuitas Group Holdings, LLC ("Acuitas") with respect to the issuer Ontrak, Inc. ("Ontrak"). Mr. Peizer is the Chairman and sole member of Acuitas and, in such capacity, exercises voting and investment power over any securities held for the accounts of Acuitas. Humanitario Capital LLC is an entity wholly owned by Mr. Peizer.
F2 As previously disclosed, the Pre-Funded Warrant (as previously defined) may be exercised at any time until exercised in full.