| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| SAMUELI HENRY | Director | C/O BROADCOM INC., 3421 HILLVIEW AVENUE, PALO ALTO | /s/ Michael J. Sorrow, Attorney-in-Fact for Henry Samueli | 2025-06-27 | 0001201633 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$40.6M | -154K | -0.4% | $264.16 | 38.5M | Jun 25, 2025 | See Footnote | F1, F2, F10 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$43.1M | -163K | -0.42% | $264.74 | 38.3M | Jun 25, 2025 | See Footnote | F1, F3, F10 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$11.2M | -42.1K | -0.11% | $265.92 | 38.3M | Jun 25, 2025 | See Footnote | F1, F4, F10 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$15.7M | -58.7K | -0.15% | $266.92 | 38.2M | Jun 25, 2025 | See Footnote | F1, F5, F10 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$11.8M | -43.9K | -0.11% | $267.83 | 38.2M | Jun 25, 2025 | See Footnote | F1, F6, F10 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$2.59M | -9.62K | -0.03% | $268.88 | 38.2M | Jun 25, 2025 | See Footnote | F1, F7, F10 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$772K | -2.86K | -0.01% | $269.62 | 38.2M | Jun 25, 2025 | See Footnote | F1, F8, F10 |
| transaction | AVGO | Common Stock, $0.001 par value | Gift | $0 | -97.2K | -0.25% | $0.00 | 38.1M | Jun 25, 2025 | See Footnote | F1, F10 |
| transaction | AVGO | Common Stock, $0.001 par value | Gift | $0 | -94.8K | -0.3% | $0.00 | 31.5M | Jun 25, 2025 | See Footnote | F1, F11 |
| holding | AVGO | Common Stock, $0.001 par value | 3.49K | Jun 25, 2025 | Direct | F9 | |||||
| holding | AVGO | Common Stock, $0.001 par value | 12.3M | Jun 25, 2025 | See Footnote | F12 | |||||
| holding | AVGO | Common Stock, $0.001 par value | 4.6M | Jun 25, 2025 | See Footnote | F13 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 18, 2024 by the Reporting Person. |
| F2 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $263.43 to $264.42 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 8. |
| F3 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $264.43 to $265.42 inclusive. |
| F4 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $265.43 to $266.42 inclusive. |
| F5 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $266.43 to $267.42 inclusive. |
| F6 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $267.43 to $268.42 inclusive. |
| F7 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $268.43 to $269.42 inclusive. |
| F8 | The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $269.43 to $269.73 inclusive. |
| F9 | Includes 1,602 RSUs. |
| F10 | Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F11 | Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F12 | Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| F13 | Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |