| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Mehta Vimal | CEO and President, Director | C/O BIOXCEL THERAPEUTICS, INC., 555 LONG WHARF DRIVE, 12TH FLOOR, NEW HAVEN | /s/ Richard Steinhart, Attorney-in-Fact for Vimal Mehta, Ph.D | 2025-08-05 | 0001733369 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BTAI | Restricted Stock Units | Award | $0 | +18K | $0.00 | 18K | Aug 1, 2025 | Common Stock | 18K | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock. |
| F2 | On August 1, 2025 (the "Grant Date"), the Reporting Person was granted 18,000 RSUs, vesting as to 100% on or within thirty (30) days of 9 months from the Grant Date, subject to the Reporting Person's continued employment with the Issuer or a subsidiary of the Issuer on such date. |