C1 Group LLC - Aug 6, 2025 Form 3 Insider Report for C1 Fund Inc. (CFND)

Role: 10%+ Owner
Signature: /s/ David Hytha, Chief Financial Officer
Stock symbol: CFND
Transactions as of: Aug 6, 2025
Transactions value $: $0
Form type: 3
Date filed: 8/6/2025, 09:28 PM
Next filing: Sep 5, 2025
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
C1 Group LLC	10%+ Owner	C/O C1 FUND INC., 228 HAMILTON AVENUE, THIRD FLOOR, PALO ALTO	/s/ David Hytha, Chief Financial Officer	2025-08-06	0002074199

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	CFND	Common Stock						767K	Aug 6, 2025	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects the forfeiture of 1,788,899 shares of common stock by C1 Group LLC upon the closing of the Issuer's IPO. Up to an additional 100,000 of shares of common stock is subject to forfeiture if the underwriters do not exercise their over-allotment option. Following the exercise of the over-allotment option or the expiration of the over-allotment option, as applicable, C1 Group LLC will own a number of shares of common stock that is equal to 10% of the shares of common stock outstanding.

Content

Reflects the forfeiture of 1,788,899 shares of common stock by C1 Group LLC upon the closing of the Issuer's IPO. Up to an additional 100,000 of shares of common stock is subject to forfeiture if the underwriters do not exercise their over-allotment option. Following the exercise of the over-allotment option or the expiration of the over-allotment option, as applicable, C1 Group LLC will own a number of shares of common stock that is equal to 10% of the shares of common stock outstanding.