| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Dugel Pravin | Executive Chairman, President and CEO, Director | C/O OCULAR THERAPEUTIX, INC., 15 CROSBY DRIVE, BEDFORD | /s/ Todd Anderman, Attorney-in-Fact for Pravin Dugel | 2025-08-13 | 0001700917 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | OCUL | Common Stock | Gift | $0 | -200K | -5.73% | $0.00 | 3.3M | Apr 28, 2025 | Direct | F1 |
| transaction | OCUL | Common Stock | Gift | $0 | -50K | -1.52% | $0.00 | 3.25M | Jun 12, 2025 | Direct | F2 |
| transaction | OCUL | Common Stock | Gift | $0 | +250K | $0.00 | 250K | Aug 11, 2025 | By Pravin Dugel 2024 Irrevocable Trust | F3 |
| Id | Content |
|---|---|
| F1 | On April 28, 2025, the reporting person transferred 200,332 shares to his spouse for no consideration. |
| F2 | On June 12, 2025, the reporting person transferred 50,029 shares to his spouse for no consideration. |
| F3 | On August 11, 2025, the reporting person's spouse transferred 250,361 shares to the Pravin Dugel 2024 Irrevocable Trust (the "Trust") for no consideration. The reporting person is trustee of the Trust and sole beneficiary of the Trust during his lifetime. The reporting person remains the beneficial owner of the securities held by the Trust. |
Executive Chairman, President and CEO