JAB Holdings B.V. - Jul 31, 2025 Form 4 Insider Report for COTY INC. (COTY)

Role
10%+ Owner
Signature
/s/ Luuk Hoogeveen, Managing Director of JAB Holdings B.V.
Stock symbol
COTY
Transactions as of
Jul 31, 2025
Transactions value $
$0
Form type
4
Date filed
8/19/2025, 09:21 PM
Previous filing
Jun 16, 2025
Next filing
Sep 3, 2025
SEC
View on sec.gov

Reporting Owners (3)

Name Relationship Address Signature Signature date CIK
JAB Holdings B.V. 10%+ Owner PIET HEINKADE 55, AMSTERDAM, NETHERLANDS /s/ Luuk Hoogeveen, Managing Director of JAB Holdings B.V. 2025-08-19 0001579134
Agnaten SE 10%+ Owner 4, RUE JEAN MONNET, LUXEMBOURG, LUXEMBOURG /s/ Frank Engelen, Managing Director of JAB Holdings B.V. 2025-08-19 0001579044
Lucresca SE 10%+ Owner 4, RUE JEAN MONNET, LUXEMBOURG, LUXEMBOURG /s/ Joachim Creus, Authorized Representative of Agnaten SE 2025-08-19 0001394212

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding COTY Class A Common Stock, par value $0.01 per share 452M Jul 31, 2025 See footnotes. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COTY Cash-Settled Total Return Swap Expiration (or cancellation) of long derivative position with value received -5M -12.5% 35M Jul 31, 2025 Class A Common Stock 5M Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares (the "Shares") of Class A Common Stock, par value $0.01 per share, of Coty Inc. (the "Company") are held and beneficially owned by JAB Beauty B.V., a direct or indirect subsidiary of each Reporting Person herein. As such, each Reporting Person herein may be deemed a beneficial owner of Shares held by JAB Beauty B.V. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
F2 On July 31, 2025, the Long Swap (as defined below) with BNP Paribas expired and terminated by cash-settlement by its terms with respect to a notional amount of 5,000,000 Shares.
F3 JAB Holdings B.V. is party to long cash-settled total return equity swaps (each, a "Long Swap") with Banco Santander, S.A., BNP Paribas, Credit Agricole Corporate and Investment Bank and Societe Generale (the "Banks"), providing for the establishment of long exposure with respect to a notional amount of Shares (the "Subject Shares"). The Long Swaps (but not the Subject Shares referenced thereby) are owned by JAB Holdings B.V., a direct or indirect subsidiary of each other Reporting Person herein. The Long Swaps do not give JAB Holdings B.V. direct or indirect voting, investment or dispositive control over any securities of the Company or require the Banks to acquire, hold, vote or dispose of any securities of the Company.
F4 Each Reporting Person disclaims beneficial ownership of the securities reported herein, including the Subject Shares, except to the extent of its pecuniary interest therein, and this Form 4 shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.