| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| MOYER BRETT | Chief Financial Officer, Director | C/O DATAVAULT AI INC., 15268 NW GREENBRIER PKWY, BEAVERTON | /s/ Brett Moyer | 2025-09-02 | 0001250881 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DVLT | Common Stock | Sale | -$52.3K | -131K | -10.47% | $0.40 | 1.12M | Aug 28, 2025 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Represents shares of common stock, par value $0.0001 per share, of the issuer sold to the open market by the issuer on behalf of the reporting person to satisfy tax obligations in connection with vesting of equity awards and was not a discretionary transaction by the reporting person. |
| F2 | On June 27, 2025, the reporting person filed a Form 4 which inadvertently did not report 350,000 shares of Common Stock of the issuer which were received by the reporting person on June 25, 2025, as compensation for his service as a member of the issuer's board of directors and as an officer pursuant to the issuer's 2018 Long-Term Stock Incentive Plan. Accordingly, the number of securities reported as beneficially owned in this filing includes the grant of 350,000 shares previously omitted from the prior filing. |
Chief Financial Officer