Neil Harris Blumenthal - 03 Sep 2025 Form 4 Insider Report for Warby Parker Inc. (WRBY)

Role
Co-Chief Executive Officer, Director
Signature
/s/ Chris Utecht, Attorney-in-Fact
Issuer symbol
WRBY
Transactions as of
03 Sep 2025
Transactions value $
-$742,636
Form type
4
Date filed
05 Sep 2025, 17:13
Previous filing
13 Aug 2025
Next filing
15 Sep 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Blumenthal Neil Harris Co-Chief Executive Officer, Director C/O WARBY PARKER INC.,, 233 SPRING STREET, 6TH FLOOR EAST, NEW YORK /s/ Chris Utecht, Attorney-in-Fact 2025-09-05 0001883345

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WRBY Class A Common Stock Options Exercise $0 +9.82K +34.62% $0.00 38.2K 03 Sep 2025 Direct
transaction WRBY Class A Common Stock Tax liability -$139K -5.43K -14.23% $25.55 32.7K 03 Sep 2025 Direct F1
holding WRBY Class A Common Stock 200K 03 Sep 2025 By Royal Blue Aries Trust
holding WRBY Class A Common Stock 200K 03 Sep 2025 By Tiffany Blue Gemini Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WRBY Restricted Stock Units Options Exercise $0 -44.6K -7.88% $0.00 522K 03 Sep 2025 Class B Common Stock 44.6K Direct F2, F3, F4
transaction WRBY Class B Common Stock Options Exercise $0 +44.6K +1.31% $0.00 3.45M 03 Sep 2025 Class A Common Stock 44.6K Direct F5, F6
transaction WRBY Class B Common Stock Tax liability -$604K -23.6K -0.68% $25.55 3.43M 03 Sep 2025 Class A Common Stock 23.6K Direct F5, F6, F7
transaction WRBY Restricted Stock Units Options Exercise $0 -9.82K -9.37% $0.00 94.9K 03 Sep 2025 Class A Common Stock 9.82K Direct F3, F8, F9
holding WRBY Class B Common Stock 200K 03 Sep 2025 Class A Common Stock 200K By Royal Blue Aries Trust F5, F6
holding WRBY Class B Common Stock 200K 03 Sep 2025 Class A Common Stock 200K By Tiffany Blue Gemini Trust F5, F6
holding WRBY Class B Common Stock 1.55M 03 Sep 2025 Class A Common Stock 1.55M By Neil H. Blumenthal 2011 Family Trust F5, F6
holding WRBY Class B Common Stock 385K 03 Sep 2025 Class A Common Stock 385K By Teal Aquarius Trust F5, F6
holding WRBY Class B Common Stock 800K 03 Sep 2025 Class A Common Stock 800K By Cobalt Pisces Trust F5, F6
holding WRBY Class B Common Stock 1M 03 Sep 2025 Class A Common Stock 1M By Sky Scorpio 2 Trust F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Class A Common Stock withheld by the Issuer to cover required tax withholding obligations in connection with the vesting of RSUs.
F2 Each RSU represents a contingent right to receive one share of the Issuer's Class B Common Stock.
F3 This filing relates to the occurrence of a RSU vesting event.
F4 The RSUs will vest in 60 monthly installments beginning on July 1, 2021.
F5 The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will automatically convert into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (i) transfer of Class B Common Stock to a person or entity that is not in the transferor's permitted ownership group, (ii) October 1, 2031, (iii) with respect to any Class B Common Stock held by any person or entity in Neil Blumenthal's permitted ownership group, (A) such time as Neil Blumenthal is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Neil Blumenthal ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Neil Blumenthal,
F6 and (iv) with respect to any Class B common stock held by any person or entity in Dave Gilboa's permitted ownership group, (A) such time as Dave Gilboa is removed or resigns from the board of directors, or otherwise ceases to serve as a director, (B) such time as Dave Gilboa ceases to be either an employee, officer or consultant of the Company or any of its subsidiaries, or (C) the date that is 12 months after the death or disability of Dave Gilboa.
F7 Represents shares of Class B Common Stock withheld by the Issuer to cover required tax withholding obligations in connection with the vesting of RSUs.
F8 Each RSU represents a contingent right to receive one share of the Company's Class A Common Stock.
F9 The RSUs will vest in 36 monthly installments beginning on January 1, 2025.