| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Ladd Robert T. | CEO and President, Trustee | 4400 POST OAK PARKWAY, SUITE 2200, HOUSTON | /s/ W. Todd Huskinson, Attorney-in-Fact | 2025-09-19 | 0001561515 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | Common Shares | Purchase | $34.5K | +2.26K | +7.47% | $15.29 | 32.5K | Sep 15, 2025 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Transaction reported late due to an inadvertent administrative delay and not any error of the Reporting Person. |
| F2 | The number of shares includes shares acquired pursuant to the Stellus Private Credit BDC automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. |