Henry Samueli - Sep 24, 2025 Form 4 Insider Report for Broadcom Inc. (AVGO)

Role
Director
Signature
/s/ Michael J. Sorrow, Attorney-in-Fact for Henry Samueli
Stock symbol
AVGO
Transactions as of
Sep 24, 2025
Transactions value $
-$124,620,222
Form type
4
Date filed
9/26/2025, 05:00 PM
Previous filing
Jul 11, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
SAMUELI HENRY Director C/O BROADCOM INC., 3421 HILLVIEW AVENUE, PALO ALTO /s/ Michael J. Sorrow, Attorney-in-Fact for Henry Samueli 2025-09-26 0001201633

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVGO Common Stock, $0.001 par value Sale -$5.2M -15.5K -0.04% $334.59 38.1M Sep 24, 2025 See Footnote F1, F2, F9
transaction AVGO Common Stock, $0.001 par value Sale -$11.3M -33.7K -0.09% $335.50 38M Sep 24, 2025 See Footnote F1, F3, F9
transaction AVGO Common Stock, $0.001 par value Sale -$16.8M -49.9K -0.13% $336.56 38M Sep 24, 2025 See Footnote F1, F4, F9
transaction AVGO Common Stock, $0.001 par value Sale -$24.8M -73.3K -0.19% $337.57 37.9M Sep 24, 2025 See Footnote F1, F5, F9
transaction AVGO Common Stock, $0.001 par value Sale -$24.5M -72.3K -0.19% $338.50 37.8M Sep 24, 2025 See Footnote F1, F6, F9
transaction AVGO Common Stock, $0.001 par value Sale -$42.1M -124K -0.33% $339.38 37.7M Sep 24, 2025 See Footnote F1, F7, F9
transaction AVGO Common Stock, $0.001 par value Gift $0 -75.7K -0.2% $0.00 37.6M Sep 24, 2025 See Footnote F1, F9
holding AVGO Common Stock, $0.001 par value 3.49K Sep 24, 2025 Direct F8
holding AVGO Common Stock, $0.001 par value 31.4M Sep 24, 2025 See Footnote F10
holding AVGO Common Stock, $0.001 par value 12.3M Sep 24, 2025 See Footnote F11
holding AVGO Common Stock, $0.001 par value 4.6M Sep 24, 2025 See Footnote F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 18, 2024 by the Reporting Person.
F2 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $334.04 to $335.02 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 7.
F3 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $335.04 to $336.01 inclusive.
F4 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $336.06 to $337.05 inclusive.
F5 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $337.06 to $338.05 inclusive.
F6 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $338.06 to $339.05 inclusive.
F7 The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $339.06 to $339.95 inclusive.
F8 Includes 1,602 RSUs.
F9 Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F10 Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F11 Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F12 Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.