World Liberty Financial, Inc. - Aug 12, 2025 Form 3 Insider Report for ALT5 Sigma Corp (ALTS)

Role: Director, Director by Deputization
Signature: /s/ Zachary D. Witkoff, CEO of World Liberty Financial, Inc.
Stock symbol: ALTS
Transactions as of: Aug 12, 2025
Transactions value $: $0
Form type: 3
Date filed: 11/13/2025, 09:04 PM
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
World Liberty Financial, Inc.	Director, Director by Deputization	407 ARYE STREET, SUITE 1358, WILMINGTON	/s/ Zachary D. Witkoff, CEO of World Liberty Financial, Inc.	2025-11-13	0002043140

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	ALTS	Common stock, Par Value $0.001						1M	Aug 12, 2025	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	ALTS	Warrants to Purchase Common Stock	Aug 12, 2025	Common Stock	8M	$7.50	Direct	F1
holding	ALTS	Warrants to Purchase Common Stock	Aug 12, 2025	Common Stock	4M	$8.25	Direct	F1
holding	ALTS	Warrants to Purchase Common Stock	Aug 12, 2025	Common Stock	4M	$9.00	Direct	F1
holding	ALTS	Warrants to Purchase Common Stock	Aug 12, 2025	Common Stock	4M	$9.75	Direct	F1
holding	ALTS	Pre-Funded Warrants to Purchase Common Stock	Aug 12, 2025	Common Stock	99M	$0.00	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Subject to a 4.99% beneficial ownership limitation, each of the Warrants is exercisable at any time after issuance at the specified exercise price. The Warrants do not have an expiration date.
F2	Subject to a 4.99% beneficial ownership limitation, each of the Pre-Funded Warrants is exercisable for one share of Common Stock at an exercise price of $0.001 per Pre-Funded Warrant Share. The Pre-Funded Warrants are exercisable from and after October 16, 2025 following the approval by the Issuer's stockholders at a special meeting to: (i) allow, for the purpose of complying with Nasdaq rules, the issuance of shares underlying the Pre-Funded Warrant in excess of 19.99% of the shares of common stock outstanding immediately prior to their acquisition, and (ii) filed an amendment to its Articles of Incorporation to increase the number of authorized shares of common stock. The Pre-Funded Warrants do not have an expiration date.

Content

Subject to a 4.99% beneficial ownership limitation, each of the Warrants is exercisable at any time after issuance at the specified exercise price. The Warrants do not have an expiration date.

Subject to a 4.99% beneficial ownership limitation, each of the Pre-Funded Warrants is exercisable for one share of Common Stock at an exercise price of $0.001 per Pre-Funded Warrant Share. The Pre-Funded Warrants are exercisable from and after October 16, 2025 following the approval by the Issuer's stockholders at a special meeting to: (i) allow, for the purpose of complying with Nasdaq rules, the issuance of shares underlying the Pre-Funded Warrant in excess of 19.99% of the shares of common stock outstanding immediately prior to their acquisition, and (ii) filed an amendment to its Articles of Incorporation to increase the number of authorized shares of common stock. The Pre-Funded Warrants do not have an expiration date.

Remarks:

Mr. Zachary D. Witkoff and Mr. Zachary Folkman, each a member of the board of directors of the Issuer and a co-founder, director and executive officer of World Liberty Financial, Inc. ("WLFI"), were appointed to the Issuer's board of directors as representatives of WLFI. As a result, WLFI is a director by deputization for purposes of Section 16 of the Securities Exchange Act of 1934, as amended.