| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Haran James | Chief Financial Officer | C/O XCEL BRANDS, INC., 550 SEVENTH AVENUE, NEW YORK | /s/ James Haran | 2025-12-05 | 0001398341 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | XELB | Common Stock | 20.4K | Dec 3, 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XELB | Stock Options | Award | $0 | +53.7K | $0.00 | 53.7K | Dec 3, 2025 | Common Stock | 53.7K | $0.94 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | The options vest as to 15,395 shares upon the common stock having a closing price of $3.00 or higher; 12,868 shares upon the common stock having a closing price of $5.00 or higher; 10,579 shares upon the common stock having a closing price of $7.00 or higher, 8,558 shares upon the common stock having a closing price of $9.00 or higher and 6,316 upon the common stock having a closing price of $11.00 or higher |