| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Burroughs Seth | EVP of BD Treasurer Secretary | C/O XCEL BRANDS, INC., 550 SEVENTH AVENUE, NEW YORK | /s/ Seth Burroughs | 2025-12-05 | 0001530559 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | XELB | Common Stock | 65.3K | Dec 3, 2025 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | XELB | Stock Options | Award | $0 | +35.8K | $0.00 | 35.8K | Dec 3, 2025 | Common Stock | 35.8K | $0.95 | Direct | F1 |
| Id | Content |
|---|---|
| F1 | The options vest as to 10,263 shares upon the common stock having a closing price of $3.00 or higher; 8,579 shares upon the common stock having a closing price of $5.00 or higher; 7,053 shares upon the common stock having a closing price of $7.00 or higher, 5,705 shares upon the common stock having a closing price of $9.00 or higher and 4,211 upon the common stock having a closing price of $11.00 or higher |