Prudence E. Carlson - 31 Dec 2021 Form 5 Insider Report for TELEPHONE & DATA SYSTEMS INC /DE/ (TDS)

Role
Director
Signature
Julie D. Mathews, by power of atty
Issuer symbol
TDS
Transactions as of
31 Dec 2021
Transactions value $
$0
Form type
5
Filing time
13 Jan 2022, 10:38:37 UTC
Previous filing
18 Nov 2021
Next filing
02 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TDS Common Shares Deposit into or withdrawal from voting trust $0 +83.2K +133.75% $0.00 145K 18 Dec 2021 Direct F1
transaction TDS Common Shares Deposit into or withdrawal from voting trust $0 -83.2K -4.8% $0.00 1.65M 18 Dec 2021 By Voting Trust F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding TDS Series A Common Shares 1.89M 31 Dec 2021 Common Shares 1.89M By Voting Trust F3, F4
holding TDS Series A Common Shares 200K 31 Dec 2021 Common Shares 200K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reporting person withdrew shares from the Voting Trust. Ownership went from indirect to direct.
F2 Reporting person is one of four trustees of a voting trust which is record owner of these Common shares and which files its holdings on a form 4. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such securities. Includes 690,604 Common Shares held by a family partnership of which reporting person is a general partner.
F3 Series A Common shares are convertible on a share for share basis into common.
F4 Reporting person is one of four trustees of a voting trust which is record owner of these Series A Common shares and which files its holdings on a form 4. The shares reported are held by respective reporting person and her family members that have a pecuniary interest in such securities. Includes 752,615 Series A Common Shares held by a family partnership of which reporting person is a general partner.