Corrado Degasperis - Jun 4, 2021 Form 4 Insider Report for Comstock Mining Inc. (LODE)

Role
Executive Chairman & CEO, Director
Signature
/s/ Corrado De Gasperis
Stock symbol
LODE
Transactions as of
Jun 4, 2021
Transactions value $
$0
Form type
4
Date filed
6/4/2021, 05:01 PM
Next filing
May 25, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LODE Common Stock Other $0 -41.8K -41.82% $0.00 58.2K Jun 4, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LODE Common Stock 50K Jun 4, 2021 Common Stock 50K $0.56 Direct
holding LODE Performance Stock Units 500K Jun 4, 2021 Common Stock 500K Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction represents shares previously pledged and disclosed as security to an unrelated third party. Full right and title to these pledged shares was relinquished upon the request of such third party in full satisfaction of the pledge obligation to the third party.
F2 Each Performance Stock Unit converts to one share of Common Stock, subject to achievement of performance objectives.
F3 Performance Stock Units issued on 1/4/2021, subject to achievement of performance objectives. Performance Stock Units solely become exercisable upon achievement of performance objectives.
F4 Performance Stock Units expire if performance objectives are not achieved on or prior to 1/4/2026.