Dell Technologies Inc. - 01 Nov 2021 Form 4 Insider Report for VMWARE, INC. (VMW)

Role
10%+ Owner
Signature
Dell Technologies Inc. By: /s/ Robert Potts, Senior Vice President & Assistant Secretary
Issuer symbol
VMW
Transactions as of
01 Nov 2021
Transactions value $
$0
Form type
4
Filing time
02 Nov 2021, 18:46:28 UTC
Next filing
05 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VMW Class A Common Stock Other $0 -30,678,605 -100% $0* 0 01 Nov 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VMW Class B Common Stock Other -307,221,836 -100% 0 01 Nov 2021 Class A Common Stock 307,221,836 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Dell Technologies Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Reflects the distribution of shares of Class A Common Stock of VMware, Inc. (the "Issuer") by the reporting person to its stockholders on a pro rata basis.
F2 Reflects the distribution of shares of Class B Common Stock of the Issuer by the reporting person to its stockholders on a pro rata basis (together with the distribution described in footnote 1, the "Distribution"). Immediately following, and automatically as a result of, the Distribution, and prior to receipt thereof by the reporting person's stockholders, each share of Class B Common Stock converted into one share of Class A Common Stock of the Issuer.