| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Mills Scott | Director | 711 HIGH STREET, DES MOINES | Chris Agbe-Davies as Attorney-in-Fact | 2025-09-30 | 0001559855 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFG | Common Stock | Award | $0 | +310 | +0.95% | $0.00 | 33.1K | Sep 26, 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFG | Phantom Stock Units | Award | $14.7K | +178 | +0.94% | $82.62 | 19.1K | Sep 26, 2025 | Common Stock | 178 | Direct | F2, F3 |
| Id | Content |
|---|---|
| F1 | Grant of restricted stock units. |
| F2 | The units convert to common stock on a one-for-one basis. |
| F3 | The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement |