Richard F. Pops - May 11, 2021 Form 4 Insider Report for Alkermes plc. (ALKS)

Role
Director and CEO, Alkermes plc, Director
Signature
/s/ Shantale Greenson, attorney-in-fact for Richard F. Pops
Stock symbol
ALKS
Transactions as of
May 11, 2021
Transactions value $
-$597,589
Form type
4
Date filed
5/12/2021, 04:24 PM
Previous filing
May 7, 2021
Next filing
May 19, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALKS Ordinary Shares Options Exercise $2.72M +150K +18.94% $18.11 942K May 11, 2021 Direct F1
transaction ALKS Ordinary Shares Sale -$1.97M -89.7K -9.52% $21.95 852K May 11, 2021 Direct F2, F3
transaction ALKS Ordinary Shares Sale -$1.34M -60.3K -7.07% $22.30 792K May 11, 2021 Direct F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALKS Employee Stock Option (Right to Buy) Options Exercise $0 -150K -50% $0.00 150K May 11, 2021 Ordinary Shares 150K $18.11 Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F3 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $21.25 to $22.24. Full information regarding the number of shares sold at each separate price can be provided to the issuer, any security holder of the issuer or the SEC staff upon request.
F4 The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $22.25 to $22.38. Full information regarding the number of shares sold at each separate price can be provided to the issuer, any security holder of the issuer or the SEC staff upon request.
F5 These options are fully vested in accordance with their terms.